About the Firm
A Boutique Investment Bank Built on Expertise
Founded in 2008, Eastgate Securities LLC has been a trusted partner for small-cap and lower mid-market companies seeking capital and strategic guidance.
Our History
Founded in 2008
Eastgate Securities LLC was founded in 2008 with a singular focus: to provide institutional-quality investment banking services to small-cap and lower mid-market companies that are often underserved by larger firms.
Over the years, we have built deep expertise across a range of industries — including Healthcare, Technology, Agriculture and Food, Aviation, Energy and Mining, Real Estate, and Consumer Packaged Goods — enabling us to deliver sector-specific insight alongside our capital markets capabilities.
From seed funding to IPO and Follow-on Offerings, debt or equity, we value long-term relationships that enable growth. Our team is dedicated to providing trusted strategic advice and corporate financing solutions to companies globally.
Mission & Values
What Drives Us
Our Mission
To develop innovative strategies that help our clients achieve growth, access capital markets, and build lasting enterprise value.
Our Values
We operate as an organization where experienced professionals focus on providing the highest quality services to select clients — with integrity, discretion, and a commitment to results.
Our Approach
We take a relationship-first approach, working closely with management teams to understand their business, their goals, and the best path to achieving them.
Our Commitment
We are committed to transparency, accountability, and delivering measurable outcomes for every client engagement we undertake.
Leadership
Experienced Professionals
Our team brings decades of combined experience in investment banking, capital markets, and corporate finance. We are FINRA-registered, SEC-regulated, and SIPC-member professionals dedicated to the highest standards of the industry.
Senior Managing Director
Investment Banking
Leads the firm's investment banking practice with extensive experience in capital markets, securities underwriting, and M&A advisory across multiple sectors.
Managing Director
Capital Markets
Oversees primary and secondary offerings, private placements, and up-listing transactions for small-cap and mid-market clients.
Director
Corporate Finance & Advisory
Specializes in strategic advisory, debt and equity structuring, and long-term corporate finance planning for growth-stage companies.
Regulatory Standing
Registered. Regulated. Trusted.
Eastgate Securities LLC is a FINRA member firm, registered with the SEC, and a member of SIPC. Our regulatory standing reflects our commitment to operating with the highest standards of compliance and investor protection.
Ready to Work With Us?
Contact our team to discuss how Eastgate Securities can support your capital markets and advisory needs.
Contact Us